Herskovits PLLC

Herskovits PLLC Reviews

Excellent rating
     
5.0 | 14 reviews
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Herskovits PLLC
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5.0

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Bernard Wolfsdorf
Bernard Wolfsdorf 2026.03.02
     
I could not be happier with the legal services provided by Rob Herskovits. In my opinion, he is the best lawyer in regard to Form U5 expungement. I highly recommend him.
CEBH T
CEBH T 2025.08.27
     
When the opposing side stayed in their initial incorrect position, and I wanted to continue pursuing the case, which would have been significantly more in financial costs to continue to do so, Robert and Joseph came up with an intelligent, gentler alternative pathway, to further convince the opposing side of the correct position, and avoid mutual costs of furthering the case. Throughout the representation, they presented a calm and certain presence, projecting a sense of assurance and confidence to the opposing side in the case, which ultimately swayed them to the correct decision. As this alternative pathway succeeded, I am highly grateful that Robert and Joseph represented me and saw the best path was to work with the opposing side, where otherwise I may have been in further litigation for many months and ultimately could have been unsuccessful. The lawyers at Herskovits are outstanding and super knowledgeable FINRA attorneys. I highly recommend hiring them.
Robert Silvestri
Robert Silvestri 2023.07.28
     
Robert is a kind snd professional Man who helped me with some very difficult issues in my career . I would highly recommend him to any one having regulatory issues.
rafael vecchi
rafael vecchi 2023.07.25
     
Rob Herskovits and his team did an amazing job on an NFA arbitration for me. Rob is an outstanding financial services attorney and I recommend Herskovits PLLC for any sort of litigation or arbitration related to that industry.
Rhyan
Rhyan 2022.06.01
     
Herskovits PLLC took on a FINRA arbitration and replaced my former attorney late in the game. Rob Herskovits immediately got up to speed and won the case for me. Rob Herskovits is a great lawyer and I strongly recommend him for any FINRA matter.
Jedel Foundation
Jedel Foundation 2022.05.12
     
Rob Herskovits and his team expertly helped me navigate an SEC audit. I strongly recommend Herskovits PLLC for any securities industry litigation or regulatory needs. DH
Steven Reznik
Steven Reznik 2022.02.03
     
Before retirement, I was a top-producing financial advisor for one of the largest brokerage firms in the U.S. I’ve had occasion to deal with lots of lawyers over the years and Rob Herskovits is, without question, one of the best. He walked me though a FINRA investigation and 2 FINRA arbitrations and obtained stellar results for me every time. I believe you should hire Rob Herskovits and his team with any kind of securities industry arbitration or regulatory investigation.
Kenneth Reilly
Kenneth Reilly 2021.06.26
     
Herskovits PLLC quickly and efficiently resolved a thorny registration issue with FINRA. Other lawyers who claimed to be FINRA experts had no idea how to pursue my matter. The lawyers are Herskovits PLLC are true experts with regard to FINRA rules and regulations. I am extremely thankful for their services.
Amy Webster
Amy Webster 2020.12.07
     
I am thankful that Rob Herskovits was my lawyer. He ran circles around Wells Fargo at a FINRA arbitration and won the case for me, and even got me an award of attorneys’ fees, which I understand rarely happens. Rob is a true expert at FINRA’s rules and he knows the financial services industry backwards and forewords. Rob is a great lawyer and I recommend him without reservation.
lorenzo calinawan
lorenzo calinawan 2020.10.01
     
Robert was fantastic counsel and engaging him was the best decision I made. Truly an expert with financial regulatory matters.
D S
D S 2020.05.28
     
I give Rob Herskovits the strongest possible recommendation. He is, without question, an expert with legal matters pertaining to FINRA and the financial services industry. I am grateful that he was able to resolve a licensing issue for me.
SkiBumCT
SkiBumCT 2020.02.11
     
I give Rob Herskovits the strongest possible recommendation. He is an expert with legal matters pertaining to FINRA and the financial services industry. I am grateful that he was able to negotiate a favorable resolution for me with a FINRA disciplinary matter. It was clear to me that the FINRA lawyers respected Rob, and undoubtedly that helped bring about a favorable outcome. I feel fortunate to have had him by my side.
Jay L
Jay L 2020.01.07
     
Very knowledgeable team when it comes to FINRA arbitrations and FINRA/SEC disciplinary cases. They can both negotiate favorable resolutions and take cases to a hearing (and win).
alex brown
alex brown 2019.12.14
     
Mr. Herskovits is incredibly professional and I would recommend him to anyone who is looking for counsel. I've recommended several friends to him as they push back and fight against injustice in the financial services space.

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